EB
Eric L. Bartel
KESTRA ADVISORY SERVICES
Euless, TX
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CRD#: 5193323
EB
Professional summary
Eric Lee Bartel, who also goes by Eric Bartel, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Euless, Texas and KESTRA INVESTMENT SERVICES, LLC located in Arlington, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Bartel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINANCIAL COACHING LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/14/2022 ADDRESS: 2340 W INTERSTATE 20, Suite 208, ARLINGTON TX 76017-7602, United States DESCRIPTION: Securities broker. Personal line insurance sales KESTRA ADVISORY SERVICES, LLC POSITION: RIA NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 02/14/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Austin TX 78735, United States DESCRIPTION: Investment advisory
CRS (Client Relationship Summary) - RIA
Click below to view Eric Lee Bartel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 2340 W Interstate 20 Suite 208, Arlington, TX 76017RIA
CRD#: 283330
Euless, TX
Current
April 29, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2340 W Interstate 20 Suite 208, Arlington, TX 76017BD
CRD#: 42046
Arlington, TX
Past
August 2, 2007 - April 29, 2022
WORLD CHOICE SECURITIES, INC.
RIA
CRD#: 30933
ARLINGTON, TX
Past
August 2, 2007 - April 29, 2022
WORLD CHOICE SECURITIES, INC.
BD
CRD#: 30933
ARLINGTON, TX
Past
September 22, 2006 - July 27, 2007
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DALLAS, TX
Past
August 25, 2006 - July 27, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/29/2022)
RR
Arizona(4/29/2022)
RR
Arkansas(4/29/2022)
RR
California(4/29/2022)
RR
Colorado(4/29/2022)
RR
Florida(4/29/2022)
RR
Georgia(2/10/2023)
RR
Iowa(7/20/2023)
RR
Kansas(4/29/2022)
RR
Kentucky(8/22/2022)
RR
Louisiana(4/29/2022)
RR
Michigan(11/1/2022)
RR
Minnesota(5/15/2025)
RR
Mississippi(3/14/2024)
RR
Missouri(6/8/2022)
RR
New Mexico(6/27/2022)
RR
New York(8/1/2022)
RR
North Dakota(1/2/2024)
RR
Ohio(4/29/2022)
RR
Oklahoma(4/29/2022)
RR
Oregon(9/22/2023)
RR
Pennsylvania(6/24/2022)
RR
South Carolina(4/29/2022)
RR
Texas(4/29/2022)
IAR
Texas(4/29/2022)
RR
Utah(8/22/2022)
RR
Virginia(4/29/2022)
RR
Washington(2/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
