Robert B. Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bret Silva was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2007. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2015 - November 10, 2015
NEWPORT COAST SECURITIES, INC.
October 6, 2015 - November 10, 2015
NEWPORT COAST SECURITIES, INC.
April 21, 2015 - April 27, 2015
M. S. HOWELLS & CO.
March 17, 2015 - October 13, 2015
DANIEL WEALTH ADVISORS
May 17, 2014 - March 9, 2015
AXXCESS WEALTH MANAGEMENT, LLC
December 5, 2013 - March 2, 2015
ARETE WEALTH MANAGEMENT, LLC
July 10, 2012 - December 11, 2013
GBS FINANCIAL CORP.
July 10, 2012 - December 11, 2013
GBS FINANCIAL CORP.
March 16, 2009 - August 16, 2012
WESTERN INTERNATIONAL SECURITIES, INC.
March 16, 2009 - August 16, 2012
WESTERN INTERNATIONAL SECURITIES, INC.
January 18, 2007 - March 18, 2009
FIRST ALLIED SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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