DS
Drew M. Sweetman
ELEMENT SQUARED PRIVATE WEALTH
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 5193178
DS
Professional summary
Drew M Sweetman, who also goes by Drew Michael Sweetman, Drew Sweetman, is a registered financial advisor currently at ELEMENT SQUARED PRIVATE WEALTH located in Minneapolis, Minnesota.
Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Drew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Drew Michael Sweetman | Drew Sweetman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Element Insurance LLC;
INVESTMENT RELATED: Y
ADDRESS: MINNEAPOLIS, MN
POSITION: Insurance Agent;
START: 12/2020
HRS/MO: 5 DURING SECURITIES: 0
DUTIES: INSURANCE SALES AND SERVICE
CRS (Client Relationship Summary) - RIA
Click below to view Drew M Sweetman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2020 - Present
ELEMENT SQUARED PRIVATE WEALTH
Office #1: 60 South Sixth Street Suite 2900, Minneapolis, MN 55402RIA
CRD#: 311284
Minneapolis, MN
Past
November 4, 2019 - December 24, 2020
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MINNETONKA, MN
Past
November 4, 2019 - December 24, 2020
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MINNETONKA, MN
Past
October 11, 2019 - October 17, 2019
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
EDINA, MN
Past
April 23, 2010 - October 17, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
EDINA, MN
Past
August 18, 2006 - September 22, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
NORTH OAKS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
ELEMENT SQUARED PRIVATE WEALTH
ELEMENT SQUARED LLC | ELEMENT2 | ELEMENT SQUARED PRIVATE WEALTH
CRD#: 311284 / SEC#: 801-128607
RIA
Registered Investment Advisory firm - (8/21/2023 Approved)Illinois
Registered Investment Advisory firm - (8/22/2023 Terminated)Iowa
Registered Investment Advisory firm - (8/22/2023 Terminated)Minnesota
Registered Investment Advisory firm - (9/25/2023 Terminated)Nebraska
Registered Investment Advisory firm - (12/2/2021 Terminated)Oregon
Registered Investment Advisory firm - (12/2/2021 Terminated)South Dakota
Registered Investment Advisory firm - (12/2/2021 Terminated)Texas
Registered Investment Advisory firm - (8/22/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (8/22/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(12/22/2020)
IAR
Texas(9/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
ES
ELEMENT SQUARED PRIVATE WEALTH
ELEMENT SQUARED LLC | ELEMENT2 | ELEMENT SQUARED PRIVATE WEALTH
CRD#: 311284 / SEC#: 801-128607
RIA
Registered Investment Advisory firm - (8/21/2023 Approved)Illinois
Registered Investment Advisory firm - (8/22/2023 Terminated)Iowa
Registered Investment Advisory firm - (8/22/2023 Terminated)Minnesota
Registered Investment Advisory firm - (9/25/2023 Terminated)Nebraska
Registered Investment Advisory firm - (12/2/2021 Terminated)Oregon
Registered Investment Advisory firm - (12/2/2021 Terminated)South Dakota
Registered Investment Advisory firm - (12/2/2021 Terminated)Texas
Registered Investment Advisory firm - (8/22/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (8/22/2023 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
60 South Sixth Street Suite 2900, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 325-5920
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 432 |
| AUM (Assets Under Management) | $ 168,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
