Wendy M. Peichel

STRONG TOWER ADVISORY SERVICES

Minneapolis, MN 55402

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CRD#: 5193100

Professional summary

Wendy Madeline Peichel, AIF®, who also goes by Wendy M Lehman, is a registered financial advisor currently at STRONG TOWER ADVISORY SERVICES located in Minneapolis, Minnesota and DFPG INVESTMENTS, LLC located in Minneapolis, Minnesota.

Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Wendy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wendy M Lehman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Strong Tower Advisory Services; Investment Related; Minneapolis, MN; RIA; Senior Wealth Planner; 06/2021; 90% during business hours; Investment advisory and holistic financial planning services provided to clients. Aggregate and analyze client information to create a financial plan. 2. Strong Tower Wealth Management; Investment Related; Minneapolis, MN; Financial Planning Services; Senior Wealth Planner; 08/2019; 90% during business hours; Investment advisory and holistic financial planning services provided to clients. Aggregate and analyze client information to create a financial plan.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Madeline Peichel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 21, 2021 - Present

STRONG TOWER ADVISORY SERVICES

Office #1: 333 South 7th Street Suite 2100, Minneapolis, MN 55402

RIA

CRD#: 315106

Minneapolis, MN

Current

August 1, 2021 - Present

DFPG INVESTMENTS, LLC

Office #1: 333 South 7th Street Suite 2100, Minneapolis, MN 55402

CRD#: 155576

Minneapolis, MN

Past

September 13, 2019 - August 4, 2021

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MINNEAPOLIS, MN

Past

September 13, 2019 - August 4, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNEAPOLIS, MN

Past

February 1, 2016 - September 20, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Plymouth, MN

Past

December 12, 2013 - September 20, 2019

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Plymouth, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRONG TOWER ADVISORY SERVICES

STRONG TOWER ADVISORY SERVICES | STRONG TOWER ADVISORY SERVICES LLC

CRD#: 315106 / SEC#: 801-121575

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Minnesota
(6/21/2021)

Minnesota
(8/1/2021)

IAR

Texas
(6/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STRONG TOWER ADVISORY SERVICES

STRONG TOWER ADVISORY SERVICES | STRONG TOWER ADVISORY SERVICES LLC

CRD#: 315106 / SEC#: 801-121575

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

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Contact information

Main Address

333 South 7th Street Suite 2100, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 436-3750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRONG TOWER ADVISORY SERVICES, LLC - FORM ADV PART 2A BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	302
AUM (Assets Under Management)	$ 654,453,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wendy M. Peichel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Madeline Peichel's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFPG INVESTMENTS, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

STRONG TOWER ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2014

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2013

FINRA

Current Firm

STRONG TOWER ADVISORY SERVICES

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRONG TOWER ADVISORY SERVICES

TRUST BUT VERIFY

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