Brandon E. Carter

FINANCIAL STRATEGIES GROUP,

Okemos, MI 48864

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CRD#: 5192849

Professional summary

Brandon Ellis Carter, CFP®, ChFC®, CIMA® is a registered financial advisor currently at FINANCIAL STRATEGIES GROUP, INC located in Okemos, Michigan.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brandon has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[REAL ESTATE RENTAL; 344 S. REED ROAD, DURANTD, MI 48424; 08/2012; 10 HOURS PER MONTH; INVEST IN REAL ESTATE FOR PURPOSE OF RENTING OUT PROPERTY] [New Life Lutheran Church; Member of Board of Directors for New Life Lutheran Church. This is a lutheran church-missouri synod. Christian worship and missional outreach.; 7235 Torrey Rd, Swartz Creek, MI 48473; Start Date 03/2016; Role/Title: Board Member; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Ellis Carter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

ChFC^®

Chartered Financial Consultant

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 1, 2017 - Present

FINANCIAL STRATEGIES GROUP, INC

Office #1: 2270 Jolly Oak Rd., Suite 2, Okemos, MI 48864

RIA

CRD#: 289054

Okemos, MI

Past

April 14, 2011 - August 2, 2017

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

OKEMOS, MI

Past

May 22, 2007 - August 2, 2017

NYLIFE SECURITIES LLC

CRD#: 5167

OKEMOS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL STRATEGIES GROUP, INC

FINANCIAL STRATEGIES GROUP, INC | FINANCIAL STRATEGIES GROUP, LLC | FINANCIAL STRATEGIES GROUP, INC.

CRD#: 289054 / SEC#: 801-110898

RIA

Registered Investment Advisory firm - (8/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/1/2017)

IAR

Texas
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/29/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/2007

General Securities Representative Examination

Current Firm

FINANCIAL STRATEGIES GROUP, INC

FINANCIAL STRATEGIES GROUP, INC | FINANCIAL STRATEGIES GROUP, LLC | FINANCIAL STRATEGIES GROUP, INC.

CRD#: 289054 / SEC#: 801-110898

RIA

Registered Investment Advisory firm - (8/1/2017 Approved)

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Contact information

Main Address

2270 Jolly Oak Road., Suite 2, Okemos, MI 48864

Mailing Address

Phone number

(800) 804-0420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (9/3/2025)

Regulatory assets under management

Total Number of Accounts	3,170
AUM (Assets Under Management)	$ 550,090,756

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon E. Carter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Ellis Carter's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

FINANCIAL STRATEGIES GROUP, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2011

Series 63

Date: 6/29/2007

SIE

Date: 8/2/2017

Series 7

Date: 5/21/2007

Current Firm

FINANCIAL STRATEGIES GROUP, INC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL STRATEGIES GROUP, INC

TRUST BUT VERIFY

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