Matthew T. Boswell
NEIL JESANI WEALTH MANAGEMENT | Executive Director
SUNRISE, FL 33323
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CRD#: 5192726
Matthew Thomas BoswellNEIL JESANI WEALTH MANAGEMENT
Professional summary
Matthew Thomas Boswell, who also goes by Matthew T Boswell, Matt Boswell, Matthew Thomas Boswell, Matthew Boswell, is a registered financial advisor currently at NEIL JESANI WEALTH MANAGEMENT located in Sunrise, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Matthew has worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Biography
Thomas Lowell is an Executive Director and Wealth Advisor with J.P. Morgan Wealth Management. As a principal of The LK Group, he takes a team approach to deliver wealth planning solutions for a successful client base—high-net-worth individuals, real estate professionals, lawyers, doctors and corporate executives.
With proficiencies built over 35 years, Tom understands that an advisor's knowledge base can help enhance the value of potential outcomes. His strategic approach emphasizes portfolio development that aligns with individualized risk parameters and goals. Tom has a penchant for simplifying financial complexities and strives to organize all elements of the financial picture. Known for his ability to forge strong connections, he prides himself on being a trusted and caring resource for his clients.
Tom is a member of J.P. Morgan's Portfolio Manager Program, and stands among a small group of advisors who manage discretionary client portfolios and are subject to regular quantitative and qualitative reviews.
Born and raised in the suburbs of New York City, Tom is a graduate of Ithaca College, where he earned a B.S. in Business Administration. A collegiate athlete, he was captain of his varsity tennis team and held singles titles from prestigious conferences. Tom holds an M.B.A. in International Business and Finance from George Washington University.
Tom literally grew up in the investment business, discussing market transactions with his father around the kitchen table. Following in the family's footsteps, he began his career as a stock broker then formed a multigenerational wealth management team with his dad at Drexel Burnham. He has held similar roles at UBS and Merrill Lynch. Twelve years ago, Tom co-founded The LK Group to couple his portfolio development skills with a more disciplined planning protocol. In 2018, the team joined J.P. Morgan to offer a world-class investment platform and award-winning research delivered within a boutique and high-touch setting.
Having raised his son and daughter in Chappaqua, Tom divides his time between his New York and Palm Beach Gardens offices. He continues to remain active in the tennis community and is ranked in the state of Florida for his age group. Tom serves on the board for the Green Chimney's School in Brewster, New York, which is dedicated to offering educational programs and animal-assisted therapy that help children discover their inherent strengths in a nature-based environment.
Aliases
Matthew T Boswell | Matt Boswell | Matthew Thomas Boswell | Matthew Boswell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Boswell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2026 - Present
NEIL JESANI WEALTH MANAGEMENT
Office #1: 1301 International Parkway Suite 550, Sunrise, FL 33323RIA
CRD#: 322345
SUNRISE, FL
Past
April 18, 2025 - August 6, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Fort Lauderdale, FL
Past
April 17, 2025 - August 6, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Ft Lauderdale, FL
Past
June 13, 2023 - May 8, 2024
NORTHERN TRUST SECURITIES, INC.
RIA
CRD#: 7927
FT. LAUDERDALE, FL
Past
April 25, 2023 - May 8, 2024
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
FT. LAUDERDALE, FL
Past
November 18, 2015 - March 30, 2016
MB TRADING
BD
CRD#: 30330
Fort Lauderdale, FL
Past
September 12, 2014 - June 8, 2020
ALLY INVEST SECURITIES LLC
BD
CRD#: 136131
FORT LAUDERDALE, FL
Past
February 24, 2014 - June 13, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW YORK, NY
Past
February 18, 2014 - June 13, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
October 10, 2012 - October 3, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
AVENTURA, FL
Past
June 15, 2012 - October 3, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
AVENTURA, FL
Past
July 21, 2011 - September 12, 2011
VFINANCE INVESTMENTS, INC
BD
CRD#: 44962
MIAMI, FL
Past
May 13, 2011 - July 29, 2011
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
CORAL GABLES, FL
Past
September 14, 2010 - February 7, 2011
TRADESTATION SECURITIES, INC.
BD
CRD#: 39473
PLANTATION, FL
Past
February 5, 2008 - July 7, 2009
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Past
October 27, 2006 - March 29, 2007
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
August 17, 2006 - October 13, 2006
THINKEQUITY LLC
BD
CRD#: 20996
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NJ
NEIL JESANI WEALTH MANAGEMENT
NEIL JESANI WEALTH | NEIL JESANI WEALTH MANAGEMENT, LLC | NEIL JESANI WEALTH MANAGEMENT
CRD#: 322345 / SEC#: 801-131785
RIA
Registered Investment Advisory firm - (1/10/2025 Approved)California
Registered Investment Advisory firm - (2/12/2025 Terminated)Florida
Registered Investment Advisory firm - (1/13/2025 Terminated)Georgia
Registered Investment Advisory firm - (1/23/2025 Terminated)Illinois
Registered Investment Advisory firm - (1/13/2025 Terminated)New Jersey
Registered Investment Advisory firm - (1/16/2025 Terminated)Texas
Registered Investment Advisory firm - (1/13/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/13/2026)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
NJ
NEIL JESANI WEALTH MANAGEMENT
NEIL JESANI WEALTH | NEIL JESANI WEALTH MANAGEMENT, LLC | NEIL JESANI WEALTH MANAGEMENT
CRD#: 322345 / SEC#: 801-131785
RIA
Registered Investment Advisory firm - (1/10/2025 Approved)California
Registered Investment Advisory firm - (2/12/2025 Terminated)Florida
Registered Investment Advisory firm - (1/13/2025 Terminated)Georgia
Registered Investment Advisory firm - (1/23/2025 Terminated)Illinois
Registered Investment Advisory firm - (1/13/2025 Terminated)New Jersey
Registered Investment Advisory firm - (1/16/2025 Terminated)Texas
Registered Investment Advisory firm - (1/13/2025 Terminated)Loading...
Contact information
Main Address
1301 International Parkway Suite 550, Sunrise, FL 33323
Mailing Address
Phone number
(954) 800-0460
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197 |
| AUM (Assets Under Management) | $ 125,925,574 |
Red Flags
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Company Information
NEIL JESANI WEALTH MANAGEMENT
Executive DirectorCRD#: 322345Sunrise, FL 33323TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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