Matthew R. Sacchetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Rae Sacchetti, who also goes by Matt Rae Sachs, Matthew Sachs, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2007. Matthew had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2012 - March 5, 2013
WTS PROPRIETARY TRADING GROUP LLC
September 3, 2012 - September 18, 2012
IAA FINANCIAL LLC
May 4, 2011 - May 18, 2011
EKN FINANCIAL SERVICES INC.
May 6, 2009 - June 28, 2010
BOSTON MERCHANT FINANCIAL SERVICES, INC.
August 31, 2007 - January 16, 2009
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
June 4, 2007 - July 24, 2007
JHS CAPITAL ADVISORS, LLC
March 23, 2007 - June 5, 2007
WINDSOR STREET CAPITAL, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
