Jiexiong J. Liu

WORLD CHOICE SECURITIES

San Antonio, TX

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CRD#: 5192069

Professional summary

Jiexiong J Liu, who also goes by Jeffrey Liu, Jiexiong Liu, is a registered financial advisor currently at WORLD CHOICE SECURITIES, INC. located in San Antonio, Texas.

Jiexiong is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jiexiong has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Liu | Jiexiong Liu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HUMANA HEALTH INSURANCE; NOT INVESTMENT RELATED; 803 CASTROVILLE RD, SAN ANTONIO TX 78237; PROVIDE HEALTH INSURANCE; HEALTH INSURANCE AGENT; AFFILIATED SINCE 4/2008, BUT NO ACTIVITY UNTIL 04/2014; 8 HRS/MONTH; SELL HEALTH INSURANCE 2. JMW Technologies, Inc; Not investment related; 3106 Sonora Mesa, San Antonio TX 78237. Maintain IT client relationship and service; President; affiliated since 1/2004; 1 hr/month; manage business accounts. 3. Life Marketers; Not Investment related; 2075 Huguenot Trail, Powhatan, VA 23139; provide life insurance and fixed annuity; associate; affiliated since 02/2015; 10 hrs/week. Sell life insurance and fixed annuity 4. Benefits Mall; not investment related; 7330 San Pedro Plaza Suite 400, San Antonio, TX 78216; sell health insurance and medicare; Sales Agent; affiliated since 11/2016/ 4 hours/month. Sell health insurance and medicare.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jiexiong J Liu's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jiexiong J Liu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2017 - Present

WORLD CHOICE SECURITIES, INC.

RIA

CRD#: 30933

San Antonio, TX

Current

January 12, 2017 - Present

WORLD CHOICE SECURITIES, INC.

Office #1: 7650 Rivers Edge Drive Suite 260, Columbus, OH 43235

RIA

CRD#: 30933

Columbus, OH

Past

January 6, 2012 - February 9, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

HOUSTON, TX

Past

January 6, 2012 - February 9, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

HOUSTON, TX

Past

November 23, 2010 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

HOUSTON, TX

Past

December 4, 2006 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/14/2025)

Texas
(2/28/2017)

IAR

Texas
(2/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/2/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WORLD CHOICE SECURITIES, INC.

PB & T FINANCIAL SERVICES, INC. | WORLD CHOICE SECURITIES, INC.

CRD#: 30933 / SEC#: , 8-45235

Florida

Registered Investment Advisory firm - SEC (6/22/2005 Approved)

Ohio

Registered Investment Advisory firm - SEC (4/10/2018 Approved)

Texas

Registered Investment Advisory firm - SEC (1/1/1993 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

7650 Rivers Edge Drive Suite 260, Columbus, OH 43235

Mailing Address

7650 Rivers Edge Drive Suite 260, Columbus, OH 43235

Phone number

(614) 436-0231

Established

Texas since 09/10/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (24 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
WCS FINANCIAL GROUP, INC.	HOLDING COMPANY
CARGIN, ROBERT KENNETH	CHIEF COMPLIANCE OFFICER	1825995
CARGIN, ROBERT KENNETH	PRESIDENT/SECRETARY/TREASURER/FINOP	1825995

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 24,955,000

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jiexiong J. Liu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jiexiong J Liu's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jiexiong J Liu's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD CHOICE SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

WORLD GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2010

Series 63

Date: 12/16/2006

SIE

Date: 10/1/2018

Series 6

Date: 12/2/2006

FINRA

Current Firm

WORLD CHOICE SECURITIES, INC.

Contact information

FINRA licenses (24 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD CHOICE SECURITIES, INC.

TRUST BUT VERIFY

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