Lisa J. Kelly

MAIRS & POWER

St. Paul, MN 55101-4914

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CRD#: 5192040

Professional summary

Lisa Johnson Kelly, CFP®, who also goes by Lisa Anne Johnson, is a registered financial advisor currently at MAIRS & POWER located in St. Paul, Minnesota and FORESIDE FUND SERVICES, LLC located in St. Paul, Minnesota.

Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Lisa has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Anne Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mairs & Power; Investment Related; St. Paul, MN; Client Advisor & Client Service Manager; Investment Advisor; Started 10/18/2021; 120 hours per month, 0 hours during securities trading hours. 2) Guthrie Theater; Investment Related; Minneapolis, MN; Guthrie Theater's board of directors; Board Member; Serve on the development and investment committees. To understand allocation, performance, ask questions, and guide general direction and provide oversight. NOT to make specific investment decisions, nor direct security selection in any way. Start: 9/2025; 10 Hours Per Month; 0 During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Johnson Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 30, 2023 - Present

MAIRS & POWER

Office #1: 30 E 7th Street Suite 2500, St. Paul, MN 55101-4914

RIA

CRD#: 110351

St. Paul, MN

Current

February 8, 2022 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 30 East 7th Street, Suite 2500, St. Paul, MN 55101

CRD#: 46106

St. Paul, MN

Past

March 11, 2013 - March 15, 2013

SANFORD C. BERNSTEIN & CO., LLC

RIA

CRD#: 104474

MINNEAPOLIS, MN

Past

May 24, 2012 - August 24, 2021

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

MINNEAPOLIS, MN

Past

February 13, 2008 - August 24, 2021

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIRS & POWER

MAIRS & POWER | MAIRS AND POWER INC | MAIRS & POWER VENTURE CAPITAL

CRD#: 110351 / SEC#: 801-2731

RIA

Registered Investment Advisory firm - (11/15/1961 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/10/2022)

Minnesota
(2/8/2022)

IAR

Minnesota
(3/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/31/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/14/2013

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/12/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MAIRS & POWER

MAIRS & POWER | MAIRS AND POWER INC | MAIRS & POWER VENTURE CAPITAL

CRD#: 110351 / SEC#: 801-2731

RIA

Registered Investment Advisory firm - (11/15/1961 Approved)

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Contact information

Main Address

30 E 7th Street Suite 2500, St. Paul, MN 55101-1363

Mailing Address

Phone number

(651) 222-8478

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAIRS AND POWER FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,666
AUM (Assets Under Management)	$ 11,977,257,704

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa J. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Johnson Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

SANFORD C. BERNSTEIN & CO., LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

MAIRS & POWER

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2012

Series 63

Date: 3/31/2008

SIE

Date: 10/1/2018

Series 31

Date: 5/14/2013

Series 7

Date: 2/12/2008

FINRA

Current Firm

MAIRS & POWER

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIRS & POWER

TRUST BUT VERIFY

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