Logan D. Alley

ADVISERS INVESTMENT MANAGEMENT

WALSH, CO 81090

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CRD#: 5191868

Professional summary

Logan Dane Alley is a registered financial advisor currently at ADVISERS INVESTMENT MANAGEMENT, INC. located in Walsh, Colorado.

Logan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Logan has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SLASH BAR FOUR, INC,1/2011 - PRESENT. PART TIME RANCH MANAGER & OPERATOR. 4 HRS. PER MONTH SANDANCE EQUINE, LLC, 1/2018 - PRESENT, MANAGING MEMBER HORSE BREEDING OPERATION, 1- HRS. PER MONTH ALLEY RANCHES, INC. - 3/2015 - PRESENT. PART TIME RANCH MANAGER & OPERATOR. 25 HRS. PER MONTH. Propery and casualty insurance sales - Plains Insurance, LLC - CO License #8724437 - non-resident license in NM, TX, OK, KS, & WY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Logan Dane Alley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2015 - Present

ADVISERS INVESTMENT MANAGEMENT, INC.

Office #1: 512 N. Colorado, Walsh, CO 81090

RIA

CRD#: 112649

WALSH, CO

Past

September 19, 2011 - March 26, 2015

PFS INVESTMENTS INC.

RIA

CRD#: 10111

WALSH, CO

Past

January 1, 2007 - March 26, 2015

PFS INVESTMENTS INC.

CRD#: 10111

WALSH, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/13/2015)

IAR

Kansas
(6/6/2017)

IAR

Oklahoma
(4/6/2022)

IAR

Texas
(1/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/28/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/9/2009

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ADVISERS INVESTMENT MANAGEMENT, INC.

ADVISERS INVESTMENT MANAGEMENT, INC. | ADVISERS INVESTMENT MANAGEMENT,INC

CRD#: 112649 / SEC#: 801-66255

RIA

Registered Investment Advisory firm - (6/18/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2012 Approved)

Kansas

Registered Investment Advisory firm - (5/25/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (4/6/2022 Approved)

Texas

Registered Investment Advisory firm - (3/12/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1255 Lake Plaza Dr. Suite 244, Colorado Springs, CO 80906

Mailing Address

Phone number

(719) 540-9990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	558
AUM (Assets Under Management)	$ 92,117,297

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Logan D. Alley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Logan Dane Alley's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISERS INVESTMENT MANAGEMENT, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2011

Series 63

Date: 10/17/2008

SIE

Date: 3/26/2015

Series 6

Date: 12/28/2006

Series 26

Date: 10/9/2009

Current Firm

ADVISERS INVESTMENT MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVISERS INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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