Colin T. Krieg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Tyler Krieg, who also goes by Colin T Krieg, Colin Krieg, was a registered financial advisor .
Colin is a previously registered financial advisor and started their career in finance in 2008. Colin had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2015 - September 16, 2016
DV FINANCIAL SERVICES, LLC
September 4, 2012 - March 19, 2015
HARRISDIRECT LLC
August 9, 2012 - March 19, 2015
E*TRADE SECURITIES LLC
June 10, 2010 - June 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 2010 - June 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2009 - September 21, 2009
EQUITABLE ADVISORS, LLC
December 8, 2008 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 24, 2008 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DV FINANCIAL SERVICES, LLC
CRD#: 167107 / SEC#: , 8-69241
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
