JB
John W. Basham
AMERITAS ADVISORY SERVICES
Mishawaka, IN 46545
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CRD#: 5191561
JB
Professional summary
John Walter Basham is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Mishawaka, Indiana and AMERITAS INVESTMENT COMPANY, LLC located in Mishawaka, Indiana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Verso Financial; inv rel; same as branch; Insurance Services; Lead Advisor; start date=01/2024; hrs/mo=40; trading hrs/mo=40; Meeting with clients and providing recommendations * Canvas Tax Services, LLC; non inv rel; 3930 Edison Lakes Pkwy, Mishawaka, IN 46545; Tax preparation services; Employee; start date=01/2024; hrs/mo=0; trading hrs/mo=0; Help recruit employee talent and refer client relationships
CRS (Client Relationship Summary) - RIA
Click below to view John Walter Basham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 29, 2024 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 3930 Edison Lakes Parkway Ste 220, Mishawaka, IN 46545RIA
CRD#: 317245
Mishawaka, IN
Current
February 29, 2024 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 3930 Edison Lakes Parkway Ste 220, Mishawaka, IN 46545BD
CRD#: 14869
MISHAWAKA, IN
Past
July 10, 2023 - January 22, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MISHAWAKA, IN
Past
October 22, 2018 - January 22, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MISHAWAKA, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/29/2024)
RR
Arkansas(2/29/2024)
RR
California(2/29/2024)
RR
Colorado(2/29/2024)
RR
Florida(2/29/2024)
RR
Georgia(2/29/2024)
RR
Illinois(2/29/2024)
RR
Indiana(2/29/2024)
IAR
Indiana(2/29/2024)
RR
Massachusetts(2/29/2024)
RR
Michigan(2/29/2024)
RR
Minnesota(2/29/2024)
RR
New York(2/29/2024)
RR
North Carolina(2/29/2024)
RR
Ohio(2/29/2024)
RR
Pennsylvania(2/29/2024)
RR
South Carolina(2/29/2024)
RR
Texas(2/29/2024)
IAR
Texas(2/29/2024)
RR
Virginia(2/29/2024)
RR
Washington(2/29/2024)
RR
Wisconsin(2/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Mishawaka, IN 46545TRUST BUT VERIFY
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