Timothy L. Harrison
Professional summary
Timothy L Harrison JR, who also goes by Timothy L Harrison, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in Boca Raton, Florida.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2006. Timothy has worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy L Harrison JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2018 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 1800 N. Military Trail Suite 450, Boca Raton, FL 33431February 23, 2018 - March 21, 2018
NATIONAL SECURITIES CORPORATION
August 14, 2007 - February 24, 2018
VFINANCE INVESTMENTS, INC
August 7, 2006 - October 17, 2006
SUMMIT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2018)
Exams
FINRA
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758Boca Raton, FL 33431TRUST BUT VERIFY
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