William J. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joshua Miller, who also goes by Josh Miller, William J Miller, William Josh Miller, William Joshua Miller, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2006. William had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2013 - October 23, 2017
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 12, 2013 - October 23, 2017
BBVA SECURITIES INC.
November 21, 2011 - July 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 2011 - July 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 2011 - November 9, 2011
WADDELL & REED
May 23, 2011 - November 9, 2011
WADDELL & REED
January 14, 2010 - December 1, 2010
CHASE INVESTMENT SERVICES CORP.
January 14, 2010 - December 1, 2010
CHASE INVESTMENT SERVICES CORP.
July 20, 2007 - February 19, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 20, 2007 - February 19, 2009
WELLS FARGO CLEARING SERVICES, LLC
September 27, 2006 - January 17, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
September 7, 2006 - January 17, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
