Dustin K. Schick

EVERGREEN PRIVATE WEALTH

Greenwood Village, CO 80111

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CRD#: 5191424

Professional summary

Dustin Kyle Schick, CFP®, who also goes by Dustin Schick, is a registered financial advisor currently at EVERGREEN PRIVATE WEALTH located in Greenwood Village, Colorado.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Dustin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dustin Schick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Evergreen Private Wealth - DBA - Investment related - 7400 E. Orchard Rd, Suite 2500 N, Greenwood Village, CO 80111 - Comprehensive financial advisory services underneath the IFP umbrella - Employee - 7/1/20 - 160hrs/month; 160hrs during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Kyle Schick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

February 17, 2023 - Present

EVERGREEN PRIVATE WEALTH

Office #1: 7400 E Orchard Rd Ste 2500n, Greenwood Village, CO 80111

RIA

CRD#: 324777

Greenwood Village, CO

Past

July 2, 2020 - July 5, 2023

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Greenwood Village, CO

Past

July 2, 2020 - August 27, 2020

IFP SECURITIES, LLC

CRD#: 297287

Greenwood Village, CO

Past

October 18, 2018 - July 6, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

GREENWOOD VILLAGE, CO

Past

February 26, 2018 - July 2, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERGREEN PRIVATE WEALTH

EVERGREEN PRIVATE WEALTH | EVERGREEN PRIVATE WEALTH LLC

CRD#: 324777 / SEC#: 801-127283

RIA

Registered Investment Advisory firm - (2/17/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/18/2024)

IAR

Colorado
(2/17/2023)

IAR

Texas
(8/9/2023)

IAR

Utah
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2018

General Securities Representative Examination

Current Firm

EVERGREEN PRIVATE WEALTH

EVERGREEN PRIVATE WEALTH | EVERGREEN PRIVATE WEALTH LLC

CRD#: 324777 / SEC#: 801-127283

RIA

Registered Investment Advisory firm - (2/17/2023 Approved)

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Contact information

Main Address

7400 E Orchard Rd Ste 2500n, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 617-2885

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- EVERGREEN PRIVATE WEALTH (7/14/2025)

Regulatory assets under management

Total Number of Accounts	547
AUM (Assets Under Management)	$ 221,007,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dustin K. Schick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Kyle Schick's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

IFP SECURITIES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

EVERGREEN PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2017

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2018

Current Firm

EVERGREEN PRIVATE WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVERGREEN PRIVATE WEALTH

TRUST BUT VERIFY

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