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JK

James A. Kamradt

Some features on this profile are disabled
CRD#: 5191323
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Anthony Kamradt, who also goes by Jim Anthony Kamradt, Jim Kamradt, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2006. James had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Anthony Kamradt | Jim Kamradt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 28, 2025 - January 2, 2026

CRESCENT SECURITIES GROUP, INC.

BD
CRD#: 114993
PLANO, TX
Past

May 17, 2022 - December 31, 2023

CRESCENT SECURITIES GROUP, INC.

BD
CRD#: 114993
PLANO, TX
Past

September 4, 2019 - December 31, 2020

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
San Francisco, CA
Past

June 14, 2019 - August 6, 2019

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
San Francisco, CA
Past

March 1, 2017 - November 1, 2018

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

BD
CRD#: 153322
PORTSMOUTH, NH
Past

June 6, 2014 - July 29, 2016

ATEL SECURITIES CORPORATION

BD
CRD#: 17229
SAN FRANCISCO, CA
Past

August 16, 2013 - June 11, 2014

ARQUE CAPITAL, LTD.

BD
CRD#: 121192
SCOTTSDALE, AZ
Past

February 7, 2012 - August 19, 2013

INDEPENDENCE REALTY SECURITIES, LLC.

BD
CRD#: 150161
MINNEAPOLIS, MN
Past

January 30, 2012 - January 31, 2012

KBR CAPITAL MARKETS, LLC

BD
CRD#: 128800
REDWOOD CITY, CA
Past

September 16, 2009 - January 25, 2012

TNP SECURITIES, LLC

BD
CRD#: 149178
WALNUT CREEK, CA
Past

August 31, 2006 - July 17, 2008

ATEL SECURITIES CORPORATION

BD
CRD#: 17229
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/17/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 8/30/2006
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/3/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 39
Date: 11/27/2007
Direct Participation Programs Principal Examination

Current Firm

CS
CRESCENT SECURITIES GROUP, INC.
CRESCENT SECURITIES GROUP, INC.

CRD#: 114993 / SEC#: , 8-53457

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Phone number
(972) 490-0150
Established
Texas since 04/10/2001
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
D2 EQUITY HOLDINGS, INC.SHAREHOLDER
DUREN, TRAVIS NICKDIRECTOR/PRESIDENT/SECRETARY/CCO1589445
STERLING, DONALD WILLIAMFINOP
TRAVIS, RUSSELL WARRENVICE PRESIDENT2759751

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRESCENT SECURITIES GROUP, INC.

CRD#: 114993

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