Emily D. Hutchins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Dunn Hutchins was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2006. Emily had worked at 5 firms and has passed the Series 63, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - May 24, 2012
COHEN & COMPANY SECURITIES, LLC
June 7, 2011 - February 17, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
August 24, 2009 - June 2, 2011
COHEN & COMPANY SECURITIES, LLC
December 5, 2007 - August 25, 2009
GOLDMAN SACHS & CO. LLC
February 12, 2007 - December 17, 2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 28, 2006 - October 24, 2007
REDI GLOBAL TECHNOLOGIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 12/12/2006
NYSE Trading Assistant ExaminationCurrent Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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