MH
Michael L. Hernberg
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CRD#: 5190980
MH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leo Hernberg, who also goes by Michael L. Hernberg, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael L. Hernberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 24, 2017 - December 26, 2017
BROWNSON, REHMUS & FOXWORTH, INC.
RIA
CRD#: 110608
CHICAGO, IL
Past
September 29, 2016 - April 9, 2019
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.
RIA
CRD#: 146778
COSTA MESA, CA
Past
March 28, 2015 - December 21, 2015
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
NEWPORT BEACH, CA
Past
September 29, 2006 - July 6, 2007
AMERICAN INVESTMENT SERVICES INC
RIA
CRD#: 110043
GREAT BARRINGTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BROWNSON, REHMUS & FOXWORTH, INC.
BROWNSON, REHMUS & FOXWORTH, INC.
CRD#: 110608 / SEC#: 801-79878
RIA
Registered Investment Advisory firm - (6/10/2014 Approved)Arizona
Registered Investment Advisory firm - (6/30/2014 Terminated)California
Registered Investment Advisory firm - (7/30/2014 Terminated)Colorado
Registered Investment Advisory firm - (7/30/2014 Terminated)Connecticut
Registered Investment Advisory firm - (7/8/2014 Terminated)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)Georgia
Registered Investment Advisory firm - (6/30/2014 Terminated)Illinois
Registered Investment Advisory firm - (6/10/2014 Terminated)Indiana
Registered Investment Advisory firm - (7/2/2014 Terminated)Michigan
Registered Investment Advisory firm - (7/2/2014 Terminated)Minnesota
Registered Investment Advisory firm - (6/30/2014 Terminated)New York
Registered Investment Advisory firm - (6/30/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/30/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2014 Terminated)Oregon
Registered Investment Advisory firm - (12/21/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Texas
Registered Investment Advisory firm - (6/30/2014 Terminated)Virginia
Registered Investment Advisory firm - (7/1/2014 Terminated)Washington
Registered Investment Advisory firm - (6/30/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
BR
BROWNSON, REHMUS & FOXWORTH, INC.
BROWNSON, REHMUS & FOXWORTH, INC.
CRD#: 110608 / SEC#: 801-79878
RIA
Registered Investment Advisory firm - (6/10/2014 Approved)Arizona
Registered Investment Advisory firm - (6/30/2014 Terminated)California
Registered Investment Advisory firm - (7/30/2014 Terminated)Colorado
Registered Investment Advisory firm - (7/30/2014 Terminated)Connecticut
Registered Investment Advisory firm - (7/8/2014 Terminated)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)Georgia
Registered Investment Advisory firm - (6/30/2014 Terminated)Illinois
Registered Investment Advisory firm - (6/10/2014 Terminated)Indiana
Registered Investment Advisory firm - (7/2/2014 Terminated)Michigan
Registered Investment Advisory firm - (7/2/2014 Terminated)Minnesota
Registered Investment Advisory firm - (6/30/2014 Terminated)New York
Registered Investment Advisory firm - (6/30/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/30/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2014 Terminated)Oregon
Registered Investment Advisory firm - (12/21/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Texas
Registered Investment Advisory firm - (6/30/2014 Terminated)Virginia
Registered Investment Advisory firm - (7/1/2014 Terminated)Washington
Registered Investment Advisory firm - (6/30/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
227 West Monroe Street Suite 1800, Chicago, IL 60606
Mailing Address
Phone number
(312) 346-5850
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,359 |
| AUM (Assets Under Management) | $ 4,270,994,216 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 10/21/2024 | ||
| 08/24/2023 | ||
| 09/12/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
