Laura F. Redfern

SHADOWRIDGE ASSET MANAGEMENT

Austin, TX 78746

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CRD#: 5190884

Professional summary

Laura F Redfern, CFP®, who also goes by Laura F Goodman, is a registered financial advisor currently at SHADOWRIDGE ASSET MANAGEMENT, LLC located in Austin, Texas.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Laura has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura F Goodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Lotus Tribe Studios, LLC; not-investment related; Owner/Managing Member; Create and produce podcasts, videos and workshops for the empowerment of women; 12 hours per month; 0 during trading hours; 06/2019 2. Whackbat Holdings, LLC; not-investment related; PO Box 160061, Austin, TEXAS 78716; Real Estate; Member/Manager; starte 01/2020; approximately 1 hour per month, all during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura F Redfern's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

August 15, 2013 - Present

SHADOWRIDGE ASSET MANAGEMENT, LLC

Office #1: 1001 S. Capital Of Texas Highway M-100, Austin, TX 78746

RIA

CRD#: 162066

Austin, TX

Past

February 25, 2014 - December 31, 2014

ASPEN LEAF WEALTH MANAGEMENT, PBC

RIA

CRD#: 165676

AUSTIN, TX

Past

June 8, 2007 - August 13, 2013

LINCOLN INVESTMENT

RIA

CRD#: 519

AUSTIN, TX

Past

April 10, 2007 - August 13, 2013

LINCOLN INVESTMENT

CRD#: 519

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHADOWRIDGE ASSET MANAGEMENT, LLC

CRD#: 162066 / SEC#: 801-131300

RIA

Registered Investment Advisory firm - (10/16/2024 Approved)

Arizona

Registered Investment Advisory firm - (11/5/2024 Terminated)

California

Registered Investment Advisory firm - (12/5/2024 Terminated)

Ohio

Registered Investment Advisory firm - (11/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2024 Terminated)

Utah

Registered Investment Advisory firm - (11/6/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/2007

General Securities Representative Examination

Current Firm

SHADOWRIDGE ASSET MANAGEMENT, LLC

CRD#: 162066 / SEC#: 801-131300

RIA

Registered Investment Advisory firm - (10/16/2024 Approved)

Arizona

Registered Investment Advisory firm - (11/5/2024 Terminated)

California

Registered Investment Advisory firm - (12/5/2024 Terminated)

Ohio

Registered Investment Advisory firm - (11/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2024 Terminated)

Utah

Registered Investment Advisory firm - (11/6/2024 Terminated)

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Contact information

Main Address

1001 S. Capital Of Texas Highway M-100, Austin, TX 78746

Mailing Address

Phone number

(888) 434-1427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 118,695,558

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Laura F. Redfern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura F Redfern's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHADOWRIDGE ASSET MANAGEMENT, LLC

ASPEN LEAF WEALTH MANAGEMENT, PBC

LINCOLN INVESTMENT

LINCOLN INVESTMENT

Primary Firm SEC Registration

SHADOWRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2007

Series 7

Date: 4/9/2007

Current Firm

SHADOWRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHADOWRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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