Danilo J. Gomez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danilo Jose Gomez was a registered financial professional .
Danilo is a previously registered financial professional and started their career in finance in 2006. Danilo had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2014 - August 1, 2016
GLOBAL INVESTMENT ADVISORS, LLC
October 15, 2014 - August 1, 2016
ESSEX SECURITIES LLC
September 26, 2012 - October 9, 2014
SANTANDER SECURITIES LLC
September 19, 2012 - October 9, 2014
SANTANDER SECURITIES LLC
November 15, 2011 - September 19, 2012
LPL FINANCIAL LLC
September 15, 2011 - September 19, 2012
LPL FINANCIAL LLC
October 23, 2009 - July 22, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 29, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 5, 2006 - April 9, 2007
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL INVESTMENT ADVISORS, LLC
CRD#: 121442 / SEC#:
Contact information
Red Flags
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