Brian K. Bohnen
Professional summary
Brian K Bohnen, who also goes by Brian Keith Bohnen, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Parrish, Florida and TRANSAMERICA INVESTORS SECURITIES, LLC located in Clearwater, Florida.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brian has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian K Bohnen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2017 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
April 18, 2017 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
August 24, 2015 - April 11, 2017
ALLSTATE FINANCIAL SERVICES, LLC
October 3, 2013 - September 30, 2014
MORGAN STANLEY
October 1, 2013 - September 30, 2014
MORGAN STANLEY
March 9, 2012 - August 29, 2012
SYNOVUS SECURITIES, INC.
February 27, 2012 - August 29, 2012
SYNOVUS SECURITIES, INC.
December 23, 2010 - August 16, 2011
TRUIST INVESTMENT SERVICES, INC.
December 16, 2010 - August 16, 2011
TRUIST INVESTMENT SERVICES, INC.
December 21, 2009 - May 24, 2010
USAA FINANCIAL PLANNING SERVICES
December 8, 2009 - May 24, 2010
USAA FINANCIAL ADVISORS, INC.
March 6, 2008 - September 25, 2009
FIFTH THIRD SECURITIES, INC.
September 6, 2006 - September 25, 2009
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
