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JW

Jennifer Wing

GEOWEALTH MANAGEMENT LLC
Greenwich, CT
Some features on this profile are disabled
CRD#: 5190311
JW

Professional summary

Jennifer Wing, who also goes by Jennifer L Wing, is a registered financial advisor currently at GEOWEALTH MANAGEMENT LLC located in Greenwich, Connecticut.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jennifer has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer L Wing

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wing Design Greenwich - Owner- interior design - not investment related. Hours and compensation depend on project - 10-20 hours per week, none during securities trading hours. Start date 9/4/25.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Wing's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2023 - Present

GEOWEALTH MANAGEMENT LLC

RIA
CRD#: 148222
Greenwich, CT
Past

May 17, 2018 - October 4, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
New York, NY
Past

February 5, 2018 - February 14, 2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY
Past

November 7, 2011 - October 11, 2012

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GM
GEOWEALTH MANAGEMENT LLC
GEOCAPITAL INVESTMENTS, LLC - RELYING ADVISER | GEOWEALTH MANAGEMENT, INC. | GEOWEALTH MANAGEMENT LLC

CRD#: 148222 / SEC#: 801-71114

RIA
Registered Investment Advisory firm - (2/25/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/31/2023)
IAR
Illinois
(1/31/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/9/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/6/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/5/2018
General Securities Representative Examination

Current Firm

GM
GEOWEALTH MANAGEMENT LLC
GEOCAPITAL INVESTMENTS, LLC - RELYING ADVISER | GEOWEALTH MANAGEMENT, INC. | GEOWEALTH MANAGEMENT LLC

CRD#: 148222 / SEC#: 801-71114

RIA
Registered Investment Advisory firm - (2/25/2010 Approved)
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Contact information

Main Address
444 N. Michigan Avenue Suite 3150, Chicago, IL 60611
Mailing Address
Phone number
(312) 219-9160
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GEOWEALTH WRAP FEE PROGRAM BROCHURE (11/7/2025)
ADV PART 2A - FIRM BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts77,019
AUM (Assets Under Management)$ 13,610,973,546

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GEOWEALTH MANAGEMENT LLC

CRD#: 148222Greenwich, CT

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