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DM

David M. Malkowski

ENERGY CAPITAL SOLUTIONS LLC
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 5189898
DM

Professional summary


David Michael Malkowski, who also goes by Malkowski David, is a registered financial professional currently at ENERGY CAPITAL SOLUTIONS LLC located in Dallas, Texas.

David is registered as a RR (Registered Representative) and started their career in finance in 2006. David has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Malkowski David

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Michael Malkowski's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 15, 2009 - Present

ENERGY CAPITAL SOLUTIONS LLC

Office #1: 2651 North Harwood, Suite 410, Dallas, TX 75201
BD
CRD#: 121191
Dallas, TX
Past

September 19, 2006 - December 31, 2008

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/4/2010)
RR
Colorado
(1/4/2010)
RR
Connecticut
(1/4/2010)
RR
Delaware
(1/4/2010)
RR
Illinois
(1/4/2010)
RR
Louisiana
(1/4/2010)
RR
Massachusetts
(1/4/2010)
RR
Michigan
(1/4/2010)
RR
Minnesota
(1/4/2010)
RR
Missouri
(1/4/2010)
RR
New Jersey
(1/4/2010)
RR
New York
(1/4/2010)
RR
Ohio
(1/4/2010)
RR
Oklahoma
(1/4/2010)
RR
Oregon
(1/4/2010)
RR
Pennsylvania
(1/4/2010)
RR
Texas
(10/15/2009)
RR
Wisconsin
(1/4/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 10/14/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


EC
ENERGY CAPITAL SOLUTIONS LLC
ENERGY CAPITAL SOLUTIONS | GROWTH ENERGY CAPITAL ADVISORS LLC | ENERGY CAPITAL SOLUTIONS LLC

CRD#: 121191 / SEC#: , 8-65391

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
2651 North Harwood, Suite 410, Dallas, TX 75201
Mailing Address
2651 North Harwood, Suite 410, Dallas, TX 75201
Phone number
(214) 219-8201
Established
Texas since 04/24/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
LW ENERGY ADVISORS, LLCMEMBER
THOMPSON, MARGARET STRANGEFINOP/CFO5676380
WEINBERG, JOHN RUSSELLCCO/MANAGING DIRECTOR/REGISTERED PRINCIPAL1957846

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ENERGY CAPITAL SOLUTIONS LLC

CRD#: 121191Dallas, TX 75201

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