David J. Stock

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Bend, OR

CRD#: 5189740

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Professional summary

David Joseph Stock, who also goes by David Stock, is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Bend, Oregon.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Stock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Stock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2026 - Present

QUARTZ PARTNERS INVESTMENT MANAGEMENT

RIA

CRD#: 174327

Bend, OR

Past

March 24, 2014 - June 8, 2026

ATHENAINVEST ADVISORS LLC

RIA

CRD#: 146224

GREENWOOD VILLAGE, CO

Past

July 3, 2009 - November 7, 2016

RAINSBERGER WEALTH ADVISORS

RIA

CRD#: 108325

COLORADO SPRINGS, CO

Past

September 7, 2006 - August 8, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/26/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/6/2006

General Securities Representative Examination

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

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Contact information

Main Address

85 Railroad Place Suite 101a, Saratoga Springs, NY 12866

Mailing Address

Phone number

(800) 433-0422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUARTZ PARTNERS ADV PART 2A: CLIENT BROCHURE (12/26/2025)

ETICO ADV 2A PRIVATE CLIENT BROCHURE (12/26/2025)

QUARTZ PARTNERS WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,277
AUM (Assets Under Management)	$ 397,841,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Stock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Stock's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATHENAINVEST ADVISORS LLC

RAINSBERGER WEALTH ADVISORS

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

QUARTZ PARTNERS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2009

Series 63

Date: 9/11/2006

Series 3

Date: 9/26/2006

Series 7

Date: 9/6/2006

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUARTZ PARTNERS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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