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John David Kidd

IMST DISTRIBUTORS
Short Hills, NJ
·CRD# 5189435·20 years experience

Professional Summary

John David Kidd, who also goes by John D Kidd, John David Kidd, is a registered financial advisor currently at IMST DISTRIBUTORS, LLC located in Short Hills, New Jersey. John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 6 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John D Kidd, John David Kidd

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

Current

IMST DISTRIBUTORS, LLCCurrent·CRD# 130745
BD
1200 Morris Turnpike Suite 3005, Short Hills, NJ 07078
October 22, 2021 - Present

Past

FLOURISH FINANCIAL LLCPast·CRD# 293019
BD
New York, NY
September 4, 2019 - July 1, 2020
FORESIDE GLOBAL SERVICES, LLCPast·CRD# 147382
BD
New York, NY
February 2, 2018 - September 6, 2019
ALPS DISTRIBUTORS, INC.Past·CRD# 16853
BD
New York, NY
August 14, 2017 - February 2, 2018
QUASAR DISTRIBUTORS, LLCPast·CRD# 103848
BD
Portland, ME
January 22, 2013 - August 14, 2017
DEUTSCHE BANK SECURITIES INC.Past·CRD# 2525
BD
New York, NY
September 15, 2006 - August 16, 2012

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Current Firm

ID
IMST DISTRIBUTORS, LLC

FORESIDE DISTRIBUTION PARTNERS, LLC | PNC FUND DISTRIBUTOR, LLC | PNC FUND DISTRIBUTOR, INC. | MERCANTILE INVESTMENT SERVICES, INC. | IMST DISTRIBUTORS, LLC

CRD#: 130745 / SEC#: 8-66389
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENECHIEF COMPLIANCE OFFICER / VP / TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/22/2021)
RR
Alaska
(10/22/2021)
RR
Arizona
(10/22/2021)
RR
Arkansas
(10/22/2021)
RR
California
(10/22/2021)
RR
Colorado
(10/22/2021)
RR
Connecticut
(10/22/2021)
RR
Delaware
(10/22/2021)
RR
District of Columbia
(4/24/2024)
RR
Florida
(10/22/2021)
RR
Georgia
(10/22/2021)
RR
Hawaii
(10/22/2021)
RR
Idaho
(10/22/2021)
RR
Illinois
(10/22/2021)
RR
Indiana
(10/22/2021)
RR
Iowa
(10/22/2021)
RR
Kansas
(10/22/2021)
RR
Kentucky
(10/22/2021)
RR
Louisiana
(10/22/2021)
RR
Maine
(10/22/2021)
RR
Maryland
(10/22/2021)
RR
Massachusetts
(10/22/2021)
RR
Michigan
(10/22/2021)
RR
Minnesota
(10/22/2021)
RR
Mississippi
(10/22/2021)
RR
Missouri
(10/22/2021)
RR
Montana
(10/22/2021)
RR
Nebraska
(10/22/2021)
RR
Nevada
(10/22/2021)
RR
New Hampshire
(10/22/2021)
RR
New Jersey
(10/22/2021)
RR
New Mexico
(10/22/2021)
RR
New York
(10/22/2021)
RR
North Carolina
(10/22/2021)
RR
North Dakota
(10/22/2021)
RR
Ohio
(10/22/2021)
RR
Oklahoma
(10/22/2021)
RR
Oregon
(10/22/2021)
RR
Pennsylvania
(10/22/2021)
RR
Rhode Island
(10/22/2021)
RR
South Carolina
(10/22/2021)
RR
South Dakota
(10/22/2021)
RR
Tennessee
(10/22/2021)
RR
Texas
(10/22/2021)
RR
Utah
(10/22/2021)
RR
Vermont
(10/22/2021)
RR
Virginia
(10/22/2021)
RR
Washington
(10/22/2021)
RR
West Virginia
(10/22/2021)
RR
Wisconsin
(10/22/2021)
RR
Wyoming
(10/22/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2006About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 2026About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John David Kidd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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