JK
John D. Kidd
IMST DISTRIBUTORS
Short Hills, NJ 07078
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CRD#: 5189435
JK
Professional summary
John David Kidd, who also goes by John D Kidd, John David Kidd, is a registered financial professional currently at IMST DISTRIBUTORS, LLC located in Short Hills, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John D Kidd | John David Kidd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John David Kidd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2021 - Present
IMST DISTRIBUTORS, LLC
Office #1: 1200 Morris Turnpike Suite 3005, Short Hills, NJ 07078BD
CRD#: 130745
Short Hills, NJ
Past
September 4, 2019 - July 1, 2020
FLOURISH FINANCIAL LLC
BD
CRD#: 293019
NEW YORK, NY
Past
February 2, 2018 - September 6, 2019
FORESIDE GLOBAL SERVICES, LLC
BD
CRD#: 147382
New York, NY
Past
August 14, 2017 - February 2, 2018
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
New York, NY
Past
January 22, 2013 - August 14, 2017
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
September 15, 2006 - August 16, 2012
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/22/2021)
RR
Alaska(10/22/2021)
RR
Arizona(10/22/2021)
RR
Arkansas(10/22/2021)
RR
California(10/22/2021)
RR
Colorado(10/22/2021)
RR
Connecticut(10/22/2021)
RR
Delaware(10/22/2021)
RR
District of Columbia(4/24/2024)
RR
Florida(10/22/2021)
RR
Georgia(10/22/2021)
RR
Hawaii(10/22/2021)
RR
Idaho(10/22/2021)
RR
Illinois(10/22/2021)
RR
Indiana(10/22/2021)
RR
Iowa(10/22/2021)
RR
Kansas(10/22/2021)
RR
Kentucky(10/22/2021)
RR
Louisiana(10/22/2021)
RR
Maine(10/22/2021)
RR
Maryland(10/22/2021)
RR
Massachusetts(10/22/2021)
RR
Michigan(10/22/2021)
RR
Minnesota(10/22/2021)
RR
Mississippi(10/22/2021)
RR
Missouri(10/22/2021)
RR
Montana(10/22/2021)
RR
Nebraska(10/22/2021)
RR
Nevada(10/22/2021)
RR
New Hampshire(10/22/2021)
RR
New Jersey(10/22/2021)
RR
New Mexico(10/22/2021)
RR
New York(10/22/2021)
RR
North Carolina(10/22/2021)
RR
North Dakota(10/22/2021)
RR
Ohio(10/22/2021)
RR
Oklahoma(10/22/2021)
RR
Oregon(10/22/2021)
RR
Pennsylvania(10/22/2021)
RR
Rhode Island(10/22/2021)
RR
South Carolina(10/22/2021)
RR
South Dakota(10/22/2021)
RR
Tennessee(10/22/2021)
RR
Texas(10/22/2021)
RR
Utah(10/22/2021)
RR
Vermont(10/22/2021)
RR
Virginia(10/22/2021)
RR
Washington(10/22/2021)
RR
West Virginia(10/22/2021)
RR
Wisconsin(10/22/2021)
RR
Wyoming(10/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ID
IMST DISTRIBUTORS, LLC
FORESIDE DISTRIBUTION PARTNERS, LLC | PNC FUND DISTRIBUTOR, LLC | PNC FUND DISTRIBUTOR, INC. | MERCANTILE INVESTMENT SERVICES, INC. | IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
