Cynthia M. Wilcox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Marie Wilcox, who also goes by Cindy Wilcox, Cyntha Marie Wilcox, Cyntha Wilcox, Cynthia Marie Wilcox, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2007. Cynthia had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2016 - February 24, 2021
PARSONEX SECURITIES, INC.
June 7, 2012 - January 10, 2014
PFS INVESTMENTS INC.
June 11, 2010 - December 31, 2010
PFS INVESTMENTS INC.
July 17, 2007 - June 12, 2008
CITIZENS JMP SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationCurrent Firm
PARSONEX SECURITIES, INC.
CRD#: 144412 / SEC#: , 8-67652
Contact information
FINRA licenses (50 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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