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GS

Gregory Ivan Sawchyn

CRD# 5189193·Registered 2006 - 2015
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Ivan Sawchyn, who also goes by Greg Sawchyn, Gregory I Sawchyn, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2006 - 2015. Gregory had worked at 2 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Sawchyn, Gregory I Sawchyn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CADUCEUS CAPITAL, LLC·CRD# 153658
RIA
Upper Arlington, OH
June 7, 2010 - January 2, 2015
LANCASTER POLLARD & CO., LLC·CRD# 24110
BD
Columbus, OH
September 4, 2006 - September 9, 2009

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Current Firm

CC
CADUCEUS CAPITAL, LLC

CADUCAP.COM | CADUCEUS CAPITAL, LLC

CRD#: 153658

Contact Information

Main Address

Upper Arlington, OH

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GS
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