Patrick R. Cote

ASSETGRADE

Boston, MA 02108-4420

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CRD#: 5189191

Professional summary

Patrick R Cote, CFP® is a registered financial advisor currently at ASSETGRADE, LLC located in Boston, Massachusetts.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick R Cote's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 30, 2013 - Present

ASSETGRADE, LLC

Office #1: One Boston Place 201 Washington, Suite 2600, Boston, MA 02108-4420

RIA

CRD#: 168779

Boston, MA

Past

January 1, 2008 - February 26, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MARLBOROUGH, MA

Past

August 29, 2006 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

MARLBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSETGRADE, LLC

CRD#: 168779 / SEC#: 801-119499

RIA

Registered Investment Advisory firm - (9/18/2020 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2020 Terminated)

Illinois

Registered Investment Advisory firm - (9/18/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (9/28/2020 Terminated)

New York

Registered Investment Advisory firm - (3/27/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/28/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/22/2016)

IAR

Massachusetts
(9/30/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/28/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/15/2006

General Securities Principal Examination

Current Firm

ASSETGRADE, LLC

CRD#: 168779 / SEC#: 801-119499

RIA

Registered Investment Advisory firm - (9/18/2020 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2020 Terminated)

Illinois

Registered Investment Advisory firm - (9/18/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (9/28/2020 Terminated)

New York

Registered Investment Advisory firm - (3/27/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/28/2020 Terminated)

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Contact information

Main Address

One Boston Place 201 Washington, Suite 2600, Boston, MA 02108-4420

Mailing Address

Phone number

(617) 933-7257

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSETGRADE ADV PART 2A 3.26.2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	699
AUM (Assets Under Management)	$ 281,798,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick R. Cote

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick R Cote's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSETGRADE, LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

ASSETGRADE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/2006

Series 7

Date: 8/28/2006

Series 24

Date: 11/15/2006

Current Firm

ASSETGRADE, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSETGRADE, LLC

TRUST BUT VERIFY

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