JT
Jason A. Tosh
OBJECTIVE CAPITAL MANAGEMENT
Chicago, IL 60611
Some features on this profile are disabled
CRD#: 5189063
JT
Professional summary
Jason A Tosh, CFP®, who also goes by Jason Andrew Tosh, is a registered financial advisor currently at OBJECTIVE CAPITAL MANAGEMENT, LLC located in Chicago, Illinois and OCM PRIVATE WEALTH, LLC located in Chicago, Illinois.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jason has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Andrew Tosh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Objective Capital Management, LLC Start Date: 04/30/2021, 401 N Michigan Ave., Ste. 650, Chicago, IL 60611, LLC, LLC, RIA, Managing Director and Private Wealth Advisor, Private Wealth Advisor at RIA, Providing Financial Planning Services and Portfolio management, Investment Related, 140 Hours per month, 7 Hours per day during trading hours. 2. Tosh Watt Partners, LLC., Start Date: 04/30/2020, 401 N Michigan Ave., Ste. 650, Chicago, IL 60611, LLC, Administrative Operations, Managing Director, Manage income and expenses for tax reporting, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 3. Tosh Travel, LLC; Investment related: No; 1320 Delmar Ln Naples Florida 60612 United States; Short Term Rental ; Owner; 2024-01-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 9.Percentage of total yearly compensation expected to be derived from the business: 3;
CRS (Client Relationship Summary) - RIA
Click below to view Jason A Tosh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
May 5, 2021 - Present
OBJECTIVE CAPITAL MANAGEMENT, LLC
Office #1: 401 N Michigan Ave Suite 1640, Chicago, IL 60611RIA
CRD#: 156013
Chicago, IL
Current
October 24, 2024 - Present
OCM PRIVATE WEALTH, LLC
Office #1: 401 N. Michigan Avenue Suite 650, Chicago, IL 60611-5584RIA
CRD#: 332302
CHICAGO, IL
Past
April 30, 2021 - January 9, 2024
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Chicago, IL
Past
September 14, 2009 - May 6, 2021
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CHICAGO, IL
Past
September 14, 2009 - May 6, 2021
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CHICAGO, IL
Past
September 24, 2008 - September 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SOUTHFIELD, MI
Past
November 3, 2006 - September 8, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OBJECTIVE CAPITAL MANAGEMENT, LLC
OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC
CRD#: 156013 / SEC#: 801-114315
RIA
Registered Investment Advisory firm - (11/21/2018 Approved)New York
Registered Investment Advisory firm - (1/15/2019 Terminated)Ohio
Registered Investment Advisory firm - (1/15/2019 Terminated)Texas
Registered Investment Advisory firm - (1/15/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/29/2025)
IAR
Illinois(5/5/2021)
IAR
New York(5/5/2021)
IAR
Ohio(5/6/2021)
IAR
Texas(5/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
OBJECTIVE CAPITAL MANAGEMENT, LLC
OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC
CRD#: 156013 / SEC#: 801-114315
RIA
Registered Investment Advisory firm - (11/21/2018 Approved)New York
Registered Investment Advisory firm - (1/15/2019 Terminated)Ohio
Registered Investment Advisory firm - (1/15/2019 Terminated)Texas
Registered Investment Advisory firm - (1/15/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122
Mailing Address
Phone number
(216) 469-1231
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 603 |
| AUM (Assets Under Management) | $ 304,740,162 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
