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Jason A Tosh

CFP®
ARENA PRIVATE WEALTH
CHICAGO, IL
·CRD# 5189063·20 years experience

Professional Summary

Jason A Tosh, CFP®, who also goes by Jason Andrew Tosh, is a registered financial advisor currently at ARENA PRIVATE WEALTH located in Chicago, Illinois. Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jason has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jason Andrew Tosh

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2018

Years of Experience

20 years in the financial services industry

Current & Past Employments

ARENA PRIVATE WEALTH·CRD# 332302
RIA
401 N. Michigan Avenue Suite 610, Chicago, IL 60611-5584
October 24, 2024 - Present
OBJECTIVE CAPITAL MANAGEMENT, LLC·CRD# 156013
RIA
Chicago, IL
May 5, 2021 - December 31, 2025
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Chicago, IL
April 30, 2021 - January 9, 2024
FIFTH THIRD SECURITIES, INC.·CRD# 628
RIA
Chicago, IL
September 14, 2009 - May 6, 2021
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Chicago, IL
September 14, 2009 - May 6, 2021
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Southfield, MI
September 24, 2008 - September 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Troy, MI
November 3, 2006 - September 8, 2008

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Current Firm

AP
ARENA PRIVATE WEALTH

ARENA ALTERNATIVES GROUP | OCMPW | OCM PRIVATE WEALTH, LLC | ARENA PRIVATE WEALTH

CRD#: 332302 / SEC#: 801-131099
RIA
Registered Investment Advisory firm - SEC (9/13/2024 Approved)

Contact Information

Main Address

401 N. Michigan Avenue Suite 610, Chicago, IL 60611-5584

Phone Number

(312) 798-9045

# of Employees

8

SEC notice filing (11 States and Territories)

Registered to provide investment advisory services in 11 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OCMPW ADV PART 2A 7.30.26 (7/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

613

AUM (Assets Under Management)

$404,708,163

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/28/2026Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Objective Capital Management, LLC Start Date: 04/30/2021, 401 N Michigan Ave., Ste. 650, Chicago, IL 60611, LLC, LLC, RIA, Managing Director and Private Wealth Advisor, Private Wealth Advisor at RIA, Providing Financial Planning Services and Portfolio management, Investment Related, 140 Hours per month, 7 Hours per day during trading hours. 2. Tosh Watt Partners, LLC., Start Date: 04/30/2020, 401 N Michigan Ave., Ste. 650, Chicago, IL 60611, LLC, Administrative Operations, Managing Director, Manage income and expenses for tax reporting, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 3. Tosh Travel, LLC; Investment related: No; 1320 Delmar Ln Naples Florida 60612 United States; Short Term Rental ; Owner; 2024-01-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 9.Percentage of total yearly compensation expected to be derived from the business: 3;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ARENA PRIVATE WEALTH

ARENA ALTERNATIVES GROUP | OCMPW | OCM PRIVATE WEALTH, LLC | ARENA PRIVATE WEALTH

CRD#: 332302 / SEC#: 801-131099
RIA
Registered Investment Advisory firm - SEC (9/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(1/29/2025)
IAR
Illinois
(10/24/2024)
IAR
Ohio
(10/24/2024)
IAR
Texas
(2/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2006About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jason A Tosh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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