Karen M. Natkin
Professional summary
Karen Mae Natkin, who also goes by Karen Mae Kraus, Karen Mae Lopata, Karen Mae Natkin Mrs, is a registered financial advisor currently at MOONSTONE ASSET MANAGEMENT, INC. located in Northbrook, Illinois.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Karen has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Mae Natkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2008 - Present
MOONSTONE ASSET MANAGEMENT, INC.
Office #1: 707 Skokie Boulevard Suite 520, Northbrook, IL 60062-1614November 29, 2006 - December 22, 2010
FIRST SOVEREIGN SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/21/2008)
Exams
Current Firm
MOONSTONE ASSET MANAGEMENT, INC.
CRD#: 146096 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 65,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.