Patrick A. English
Professional summary
Patrick Allen English was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Patrick had worked at 5 firms, which includes COMERICA SECURITIES, STRATEGIC ADVISERS LLC, FIDELITY BROKERAGE SERVICES LLC, WELLS FARGO CLEARING SERVICES LLC, WELLS FARGO INVESTMENTS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2016 - March 9, 2021
COMERICA SECURITIES
May 25, 2016 - March 9, 2021
COMERICA SECURITIES
May 26, 2015 - June 3, 2016
STRATEGIC ADVISERS LLC
May 5, 2015 - May 31, 2016
FIDELITY BROKERAGE SERVICES LLC
June 8, 2011 - March 31, 2015
COMERICA SECURITIES
May 5, 2011 - March 31, 2015
COMERICA SECURITIES
January 3, 2011 - April 18, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - April 18, 2011
WELLS FARGO CLEARING SERVICES, LLC
February 12, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
August 30, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
COMERICA SECURITIES
CRD#: 17079 / SEC#: 801-64897, 8-35001
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMERICA INVESTMENT SERVICES, INC. | SHAREHOLDER | |
| AMOS, NICHOLAS CHARLES | DIRECTOR | 2013807 |
| MAIER, JOHN BONIFACE | DIRECTOR | 1812378 |
| MURDOCK, WILLIAM B | CEO/PRESIDENT/CHAIRMAN | 5777100 |
| SCHELL, RICHARD EDWARD | DIRECTOR/ SENIOR VICE PRESIDENT/ CCO | 1543415 |
| THAIRANI, POOJA | DIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 7869698 |
Regulatory assets under management
| Total Number of Accounts | 4,527 |
| AUM (Assets Under Management) | $ 2,385,128,214 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2023 |
Red Flags
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