Ellen M. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Marie White Johnson, who also goes by Ellen M Johnson, Ellen Marie Johnson, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 2007. Ellen had worked at 2 firms and has passed the Series 66, Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2014 - March 10, 2021
BIRCHWOOD FINANCIAL PARTNERS, INC.
March 19, 2007 - December 31, 2012
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
BIRCHWOOD FINANCIAL PARTNERS, INC.
CRD#: 169962 / SEC#: 801-79443
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BIRCHWOOD FINANCIAL PARTNERS, INC.
CRD#: 169962 / SEC#: 801-79443
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 743,954,960 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
