Jesse Gil
Professional summary
Jesse Gil III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jesse is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Jesse had worked at 4 firms, which includes ALLSTATE FINANCIAL SERVICES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MOMENTUM INDEPENDENT NETWORK INC., EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2016 - August 27, 2019
ALLSTATE FINANCIAL SERVICES, LLC
March 31, 2015 - May 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2015 - May 11, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 1, 2011 - April 10, 2015
ALLSTATE FINANCIAL SERVICES, LLC
August 19, 2011 - November 23, 2011
MOMENTUM INDEPENDENT NETWORK INC.
March 20, 2009 - August 23, 2011
EDWARD JONES
October 2, 2008 - August 23, 2011
EDWARD JONES
January 17, 2007 - July 31, 2008
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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