Lenny Crosland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lenny Crosland was a registered financial professional .
Lenny is a previously registered financial professional and started their career in finance in 2006. Lenny had worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2020 - March 15, 2022
ALLY INVEST SECURITIES LLC
December 13, 2016 - September 17, 2018
CAPITAL ONE INVESTING, LLC
December 13, 2013 - September 21, 2016
J.P. MORGAN CLEARING CORP.
May 6, 2008 - June 11, 2013
LPL FINANCIAL LLC
September 28, 2006 - December 4, 2007
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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