Ajit S. Ajmani

PAR5 ADVISORS LLC

MIAMI, FL 33131

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CRD#: 5188424

Professional summary

Ajit Singh Ajmani, who also goes by A. Bob Ajmani, Ajit S Ajmani, Ajit Ajmani, Bob Ajmani, is a registered financial advisor currently at PAR5 ADVISORS LLC located in Miami, Florida and PAR5 CAPITAL & CO LLC located in Miami, Florida.

Ajit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Ajit has worked at 6 firms and has passed the Series 66, Series 79TO, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

A. Bob Ajmani | Ajit S Ajmani | Ajit Ajmani | Bob Ajmani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ajit Singh Ajmani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2024 - Present

PAR5 ADVISORS LLC

Office #1: 600 Brickell Avenue Suite 2520, Miami, FL 33131

RIA

CRD#: 327518

MIAMI, FL

Current

February 23, 2023 - Present

PAR5 CAPITAL & CO LLC

Office #1: 600 Brickell Avenue Suite 2520, Miami, FL 33131

CRD#: 134657

Miami, FL

Past

April 23, 2020 - March 8, 2023

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA

CRD#: 8361

Miami, FL

Past

April 23, 2020 - March 8, 2023

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

Miami, FL

Past

March 23, 2010 - May 20, 2020

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

NEW YORK, NY

Past

March 23, 2010 - May 20, 2020

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

May 7, 2009 - March 30, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

NEW YORK, NY

Past

April 24, 2009 - March 30, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

NEW YORK, NY

Past

September 15, 2006 - May 5, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/23/2023)

Florida
(2/23/2023)

IAR

Florida
(6/26/2024)

Massachusetts
(3/8/2023)

Minnesota
(3/8/2023)

New Jersey
(2/23/2023)

New York
(2/23/2023)

North Carolina
(3/8/2023)

Pennsylvania
(3/8/2023)

Utah
(3/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 12/18/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 2/23/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/26/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 5/22/2023

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PAR5 ADVISORS LLC

CRD#: 327518 / SEC#:

Florida

Registered Investment Advisory firm - (6/26/2024 Approved)

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Contact information

Main Address

600 Brickell Avenue Suite 2520, Miami, FL 33131

Mailing Address

Phone number

(786) 638-5650

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 15,824,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ajit S. Ajmani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ajit Singh Ajmani's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAR5 CAPITAL & CO LLC

A.G.P. / ALLIANCE GLOBAL PARTNERS

A.G.P. / ALLIANCE GLOBAL PARTNERS

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2024

Series 79TO

Date: 12/18/2024

Series 52TO

Date: 2/23/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2006

Series 4

Date: 6/26/2023

Series 53

Date: 5/22/2023

Series 24

Date: 3/3/2022

FINRA

Current Firm

PAR5 ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAR5 ADVISORS LLC

TRUST BUT VERIFY

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