JP
Jess D. Peterson
PETERSON WEALTH MANAGEMENT
Sparks, NV 89431
Some features on this profile are disabled
CRD#: 5188024
JP
Professional summary
Jess David Peterson is a registered financial advisor currently at PETERSON WEALTH MANAGEMENT, LLC located in Sparks, Nevada and M. S. HOWELLS & CO. located in Sparks, Nevada.
Jess is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jess has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2008; PETERSON WEALTH MANAGEMENT, SPARKS, NV; INVESTMENT RELATED; RIA; INVESTMENT ADVISOR; MANAGING CLIENT ACCOUNTS/ASSETS AS A FIDUCIARY; DEVOTE 160 HRS/MONTH DURING MARKET HOURS. 2. M.S. HOWELLS & CO.; INVESTMENT RELATED; BROKER-DEALER; REGISTERED REPRESENTATIVE; COMMISSION-BASED SECURITIES SALES. 3. Jess Peterson - 20%, Reno Ice Raiders LLC; Minority owner and General Manager; Non-Investment related; no physical location, mailing purposes 1820 Ribeiro Circle, Reno, NV 89503; Start date April 2021; Men's senior hockey league; 20 hours per month; zero hours spent during trading hours. 4. Jess Peterson - 12.5%; Battle Born Hockey School LLC; Minority owners; Non-investment related; 730 McKenzie Court, Dixon, CA 95620; Start date February 2022; Hockey skills school; 0 hours spent.
CRS (Client Relationship Summary) - RIA
Click below to view Jess David Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2019 - Present
PETERSON WEALTH MANAGEMENT, LLC
Office #1: 2255 Green Vista Drive Suite 403, Sparks, NV 89431RIA
CRD#: 285415
Sparks, NV
Current
January 2, 2020 - Present
M. S. HOWELLS & CO.
Office #1: 2255 Green Vista Drive Suite 403, Sparks, NV 89431BD
CRD#: 104100
Sparks, NV
Past
August 3, 2017 - December 20, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SPARKS, NV
Past
June 17, 2010 - December 20, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SPARKS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PETERSON WEALTH MANAGEMENT, LLC
PETERSON WEALTH MANAGEMENT, LLC
CRD#: 285415 / SEC#: 801-117241
RIA
Registered Investment Advisory firm - (8/26/2019 Approved)Nevada
Registered Investment Advisory firm - (9/27/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2020)
RR
California(1/2/2020)
RR
Colorado(1/2/2020)
RR
Georgia(1/2/2020)
RR
Idaho(1/2/2020)
RR
Illinois(1/2/2020)
RR
Indiana(1/2/2020)
RR
Iowa(1/2/2020)
RR
Louisiana(1/2/2020)
RR
Minnesota(1/2/2020)
RR
Missouri(1/2/2020)
IAR
Nevada(5/3/2019)
RR
Nevada(1/2/2020)
RR
Oregon(1/2/2020)
RR
Texas(1/2/2020)
RR
Utah(1/2/2020)
RR
Washington(1/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PETERSON WEALTH MANAGEMENT, LLC
PETERSON WEALTH MANAGEMENT, LLC
CRD#: 285415 / SEC#: 801-117241
RIA
Registered Investment Advisory firm - (8/26/2019 Approved)Nevada
Registered Investment Advisory firm - (9/27/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2255 Green Vista Drive Suite 403, Sparks, NV 89431
Mailing Address
Phone number
(775) 673-1100
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,053 |
| AUM (Assets Under Management) | $ 222,349,933 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
