Christopher L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Ly Johnson, who also goes by Chris Johnson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2016. Christopher had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2021 - May 8, 2026
TRAJAN WEALTH, L.L.C.
November 29, 2017 - October 23, 2018
LPL FINANCIAL LLC
May 2, 2017 - September 20, 2018
SOUTHWEST INVESTMENT ADVISORS, INC.
April 4, 2017 - November 29, 2017
NATIONAL PLANNING CORPORATION
May 4, 2016 - March 28, 2017
INVESTMENT CENTERS OF AMERICA, INC.
March 1, 2016 - March 28, 2017
INVESTMENT CENTERS OF AMERICA, INC.
Primary Firm SEC Registration
TRAJAN WEALTH, L.L.C.
CRD#: 158847 / SEC#: 801-100392
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRAJAN WEALTH, L.L.C.
CRD#: 158847 / SEC#: 801-100392
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18,370 |
| AUM (Assets Under Management) | $ 2,601,785,971 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
