Brian K. Gilbart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Kenneth Gilbart, who also goes by Brian Gilbart, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2006. Brian had worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 56, Series 3, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2022 - September 21, 2026
ARCHIPELAGO SECURITIES L.L.C.
September 21, 2011 - May 4, 2020
BELVEDERE TRADING LLC
August 30, 2006 - November 19, 2008
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
Series 57TO
Passed: 1/2/2023
Securities Trader ExamSeries 7TO
Passed: 8/5/2022
General Securities Representative ExaminationCurrent Firm
ARCHIPELAGO SECURITIES L.L.C.
CRD#: 102500 / SEC#: , 8-52140
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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