Vikas Dayal
Professional summary
Vikas Dayal is a registered financial professional currently at RICE FINANCIAL PRODUCTS COMPANY located in New York, New York.
Vikas is registered as a RR (Registered Representative) and started their career in finance in 2006. Vikas has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vikas Dayal's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2009 - Present
RICE FINANCIAL PRODUCTS COMPANY
Office #1: 3 Columbus Circle 15th Fl, New York, NY 10019August 28, 2006 - July 10, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(12/15/2009)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
RICE FINANCIAL PRODUCTS COMPANY
CRD#: 21606 / SEC#: , 8-39085
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
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