Timothy M. Munderloh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Mark Munderloh, who also goes by Tim Munderloh, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2006. Timothy had worked at 6 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2019 - December 31, 2022
MUNDERLOH FINANCIAL GROUP, LLC
October 25, 2017 - February 13, 2019
SECURE INVESTMENT MANAGEMENT, LLC
November 21, 2013 - September 27, 2017
BROOKSTONE CAPITAL MANAGEMENT LLC
September 16, 2011 - November 21, 2013
ALPHASTAR CAPITAL MANAGEMENT
November 5, 2009 - August 2, 2010
UNITED ADVISORS AMERICA
November 20, 2006 - November 7, 2007
BROOKSTONE CAPITAL MANAGEMENT LLC
August 16, 2006 - October 27, 2006
OSAIC FA, INC.
State Registrations and Notice Filings
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Current Firm
MUNDERLOH FINANCIAL GROUP, LLC
CRD#: 300163 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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