Paul C. Strehle

USA MUTUALS ADVISORS

Wayland, MA

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CRD#: 5186878

Professional summary

Paul Conde Strehle, who also goes by Paul Strehle, is a registered financial advisor currently at USA MUTUALS ADVISORS, INC. located in Wayland, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Paul has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Strehle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

USA Mutuals.Wayland, MA. Mutual fund management. Investment related. Portfolio Manager. Manage and trade for mutual fund. Market mutual fund. Start 9/1/20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Conde Strehle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2020 - Present

USA MUTUALS ADVISORS, INC.

RIA

CRD#: 131750

Wayland, MA

Past

December 1, 2020 - April 13, 2021

COMPASS DISTRIBUTORS, LLC

CRD#: 172662

PORTLAND, ME

Past

December 14, 2017 - September 11, 2020

FORT POINT CAPITAL PARTNERS LLC

RIA

CRD#: 146759

WAYLAND, MA

Past

July 27, 2017 - March 22, 2018

CYPRESS POINT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 154949

WAYLAND, MA

Past

April 14, 2017 - November 30, 2018

GORDIAN INVESTMENTS, LLC

CRD#: 158611

OREGON HOUSE, CA

Past

August 3, 2015 - June 5, 2018

LAKESIDE NORTH CAPITAL ADVISORS, LLC

RIA

CRD#: 238789

WAYLAND, MA

Past

July 10, 2014 - April 24, 2015

FORESIDE FUND SERVICES, LLC

CRD#: 46106

New York, NY

Past

May 14, 2013 - July 14, 2014

STRATIFI, LLC

RIA

CRD#: 149862

BOSTON, MA

Past

August 9, 2006 - February 26, 2007

TERRA NOVA FINANCIAL, LLC

CRD#: 37761

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USA MUTUALS ADVISORS, INC.

MUTUALS ADVISORS, INC. | USA MUTUALS ADVISORS, INC.

CRD#: 131750 / SEC#: 801-63216

RIA

Registered Investment Advisory firm - (5/20/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/9/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/31/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/10/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 12/21/2018

NFA Branch Manager Examination

Current Firm

USA MUTUALS ADVISORS, INC.

MUTUALS ADVISORS, INC. | USA MUTUALS ADVISORS, INC.

CRD#: 131750 / SEC#: 801-63216

RIA

Registered Investment Advisory firm - (5/20/2004 Approved)

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Contact information

Main Address

700 N. Pearl Ste. 900, Dallas, TX 75201

Mailing Address

Phone number

(214) 953-0066

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 73,724,628

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul C. Strehle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Conde Strehle's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS DISTRIBUTORS, LLC

FORT POINT CAPITAL PARTNERS LLC

CYPRESS POINT CAPITAL MANAGEMENT, LLC

GORDIAN INVESTMENTS, LLC

LAKESIDE NORTH CAPITAL ADVISORS, LLC

FORESIDE FUND SERVICES, LLC

STRATIFI, LLC

TERRA NOVA FINANCIAL, LLC

Primary Firm SEC Registration

USA MUTUALS ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/2014

Series 65

Date: 5/9/2013

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/31/2017

Series 7

Date: 7/10/2014

Series 30

Date: 12/21/2018

Current Firm

USA MUTUALS ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

USA MUTUALS ADVISORS, INC.

TRUST BUT VERIFY

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