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JG

John Rhett Garner

CFP®, ChFC®, CLU®
BLACK ARROW CAPITAL
NEWARK, DE
·CRD# 5186782·20 years experience

Professional Summary

John Rhett Garner, CFP®, ChFC®, CLU®, who also goes by John Garner, Rhett Garner, is a registered financial advisor currently at BLACK ARROW CAPITAL LLC located in Newark, Delaware. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Garner, Rhett Garner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2014
ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

20 years in the financial services industry

Current & Past Employments

BLACK ARROW CAPITAL LLC·CRD# 329582
RIA
Newark, DE
February 7, 2024 - Present
HERITAGE WEALTH MANAGEMENT GROUP, LTD·CRD# 148459
RIA
Norfolk, VA
August 6, 2019 - November 26, 2023
CAPITAL ONE ADVISORS, LLC·CRD# 136865
RIA
Mclean, VA
June 15, 2015 - June 13, 2019
CAPITAL ONE INVESTING, LLC·CRD# 45744
BD
Wilmington, DE
June 15, 2015 - June 13, 2019
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Newark, DE
April 25, 2014 - June 15, 2015
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Newark, DE
June 23, 2009 - April 8, 2014
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, DE
June 23, 2009 - April 8, 2014
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Sarasota, FL
July 2, 2008 - April 17, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Sarasota, FL
April 28, 2008 - June 18, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Sarasota, FL
April 15, 2008 - June 18, 2008
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Sarasota, FL
August 21, 2006 - February 27, 2008

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Current Firm

BA
BLACK ARROW CAPITAL LLC

BLACK ARROW CAPITAL LLC

CRD#: 329582
Delaware
Registered Investment Advisory firm - Delaware (2/7/2024 Approved)
Florida
Registered Investment Advisory firm - Florida (8/21/2024 Approved)
New York
Registered Investment Advisory firm - New York (10/9/2025 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (3/21/2024 Approved)
South Carolina
Registered Investment Advisory firm - South Carolina (6/5/2025 Approved)
Texas
Registered Investment Advisory firm - Texas (3/9/2026 Conditional Restricted)

Contact Information

Main Address

Newark, DE

Phone Number

(941) 726-5407

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

82

AUM (Assets Under Management)

$38,320,642

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In addition to salary and regular bonuses, there is potential to receive economic benefits, paid 1.) As a percentage of client assets under management, and 2.) As a result of recruiting additional Financial Advisors to the firm.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Delaware
(2/7/2024)
IAR
Florida
(8/21/2024)
IAR
New York
(10/9/2025)
IAR
Pennsylvania
(3/21/2024)
IAR
South Carolina
(6/5/2025)
IAR
Texas
(3/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2008About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2008About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2006About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 2018About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2009About the Series 26 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Rhett Garner's CRS (Customer Relationship Summary).

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