Benjamin G. Aiken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin George Aiken, who also goes by Benjamin Aiken, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2006. Benjamin had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2013 - December 31, 2013
SOUTHERN UTAH WEALTH NAVIGATION, LLC
June 9, 2008 - April 14, 2009
FIDELITY BROKERAGE SERVICES LLC
August 15, 2006 - January 27, 2007
OSAIC SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHERN UTAH WEALTH NAVIGATION, LLC
CRD#: 168374 / SEC#: 801-79102
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
