Yingying Tan
Professional summary
Yingying Tan is a registered financial advisor currently at AMFA LLC located in Darien, Connecticut.
Yingying is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Yingying has worked at 2 firms and has passed the Series 65, Series 63, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Yingying Tan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2025 - Present
AMFA LLC
August 29, 2022 - September 21, 2023
AMFA LLC
March 21, 2007 - July 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/7/2025)
Exams
Series 55
Date: 6/8/2007
Limited Representative-Equity Trader ExamCurrent Firm
AMFA LLC
CRD#: 298994 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 17,443,434 |
Red Flags
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