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David L. Fleming
TRUEWEALTH ADVISORS
Hoover, AL 35244
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CRD#: 5185690
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Professional summary
David Lee Fleming is a registered financial advisor currently at TRUEWEALTH ADVISORS, LLC located in Hoover, Alabama.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAVID LEE FLEMING; Investment Related; 2000 Southlake Park, Ste 200, Hoover, AL 35244; Insurance; Independent Insurance Agent; Sales and service of insurance products with varied insurance carriers. >> OMHS SOCCER; Non-Investment Related; 5476 Caldwell Mill Road, Birmingham, AL 35243; Other; Coach; Start Date 01/2022; 30 hours per month with less than an hour per month occurring during trading hours; Coach boys soccer team at Oak Mountain High School. David Lee Fleming is a Goalkeeping coach at GK coaching; Investment related: No; Location: 1144 Ashville Road Leeds Alabama 35094; Start date: 2024-05-30; Description: Individual training for goal keepers , 18 and under; Responsibilities Duties: To plan and execute individual training sessions for goalkeepers; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1. David Lee Fleming is a Freshman soccer coach at Oak Mountain High School Coaching Staff; Investment related: No; Location: 5476 Caldwell Mill Rd. Birmingham AL 35242; Start date: 2025-01-21; Description: Freshman soccer coach; Responsibilities: To plan and execute practices for the high school, freshmen team as well as games; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 3.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2020 - Present
TRUEWEALTH ADVISORS, LLC
Office #1: 2000 Southlake Park Suite 200, Hoover, AL 35244RIA
CRD#: 298838
Hoover, AL
Past
July 30, 2007 - February 13, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Birmingham, AL
Past
March 12, 2007 - October 13, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Birmingham, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT
CRD#: 298838 / SEC#: 801-114236
RIA
Registered Investment Advisory firm - (10/31/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(2/13/2020)
IAR
Texas(11/11/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT
CRD#: 298838 / SEC#: 801-114236
RIA
Registered Investment Advisory firm - (10/31/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2000 Southlake Park Suite 200, Hoover, AL 35244
Mailing Address
Phone number
(205) 588-4800
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,439 |
| AUM (Assets Under Management) | $ 438,937,842 |
Red Flags
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Company Information
TRUEWEALTH ADVISORS, LLC
CRD#: 298838Hoover, AL 35244TRUST BUT VERIFY
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