Stephan J. Finazzo
Professional summary
Stephan Joseph Finazzo, who also goes by Stephen J Finazzo, Stephen Joseph Finazzo, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Stephan is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephan has worked at 3 firms and has passed the SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephan Joseph Finazzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2011 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008August 10, 2009 - May 24, 2010
TULLETT PREBON FINANCIAL SERVICES LLC
January 16, 2007 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
November 22, 2006 - January 19, 2007
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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