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Matthew G. Brown

METROPOLITAN CAPITAL INVESTMENT BANC
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 5185559
MB

Professional summary

Matthew Glenwood Brown, who also goes by Matt Brown, Matthew G Brown, Matthew Brown, is a registered financial professional currently at METROPOLITAN CAPITAL INVESTMENT BANC, INC. located in Chicago, Illinois.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matt Brown | Matthew G Brown | Matthew Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Glenwood Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2025 - Present

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

Office #1: 9 East Ontario, Chicago, IL 60611
BD
CRD#: 148820
CHICAGO, IL
Past

February 9, 2022 - March 24, 2025

SAXONY SECURITIES, INC.

BD
CRD#: 115547
ST. LOUIS, MO
Past

January 4, 2011 - June 3, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
CENTENNIAL, CO
Past

January 13, 2010 - December 1, 2010

CURIAN CLEARING, LLC

BD
CRD#: 132938
DENVER, CO
Past

July 5, 2007 - December 1, 2010

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

March 14, 2007 - December 31, 2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(9/4/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/9/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
METROPOLITAN CAPITAL INVESTMENT BANC, INC. | METROPOLITAN CAPITAL, INC.

CRD#: 148820 / SEC#: , 8-68075

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
9 East Ontario, Chicago, IL 60611
Mailing Address
9 East Ontario, Chicago, IL 60611
Phone number
(312) 640-2300
Established
Illinois since 09/16/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
METROPOLITAN CAPITAL BANCORP, INC.SOLE SHAREHOLDER
KIRSCHENBLAT, CHAD ETHANCFO/FINOP/POO/PFO2503352
NOVEL, FRANK P.PRESIDENT, CCO, EXEC. REP., SECRETARY, AMLCO5501358
PRESBERG, JOHN J.CFO/FINOP6530339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

CRD#: 148820Chicago, IL 60611

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