AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
KF

Kathleen Fowler

PEARSON FINANCIAL SERVICES
DENNIS, MA 02638
Some features on this profile are disabled
CRD#: 5184846
KF

Professional summary


Kathleen Fowler, who also goes by Kathleen Contildes, is a registered financial advisor currently at PEARSON FINANCIAL SERVICES located in Dennis, Massachusetts.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kathleen has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Kathleen Contildes

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kathleen Fowler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 18, 2006 - Present

PEARSON FINANCIAL SERVICES

Office #1: 586 Main Street Po Box 2018, Dennis, MA 02638
RIA
CRD#: 130143
DENNIS, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(9/18/2006)
IAR
New York
(11/6/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/5/2024
Uniform Investment Adviser Law Examination

Current Firm


PF
PEARSON FINANCIAL SERVICES
PEARSON AND ASSOCIATES, LLC | PEARSON, SETH MICHAEL | PEARSON FINANCIAL SERVICES

CRD#: 130143 / SEC#:

Colorado
Registered Investment Advisory firm - (8/9/2018 Approved)
Connecticut
Registered Investment Advisory firm - (3/19/2018 Approved)
Florida
Registered Investment Advisory firm - (12/4/2006 Approved)
Maine
Registered Investment Advisory firm - (10/23/2007 Approved)
Maryland
Registered Investment Advisory firm - (7/31/2024 Approved)
Massachusetts
Registered Investment Advisory firm - (11/23/1996 Approved)
New Hampshire
Registered Investment Advisory firm - (10/11/2007 Approved)
New Jersey
Registered Investment Advisory firm - (9/22/2017 Approved)
New York
Registered Investment Advisory firm - (3/30/2018 Approved)
Pennsylvania
Registered Investment Advisory firm - (8/12/2024 Approved)
Rhode Island
Registered Investment Advisory firm - (8/29/2007 Approved)
Texas
Registered Investment Advisory firm - (7/14/2017 Conditional Restricted)
Vermont
Registered Investment Advisory firm - (9/18/2007 Approved)
Virginia
Registered Investment Advisory firm - (10/19/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
586 Main St, Dennis, MA 02638
Mailing Address
P.o. Box 2041, Dennis, MA 02638
Phone number
(508) 385-7925
Established
Firm type
Fiscal year end
# of Employees
9

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PEARSON FINANCIAL SERVICES

CRD#: 130143Dennis, MA 02638

TRUST BUT VERIFY

Monitor Kathleen Fowler

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Vincent Charles Renaut
Vincent RenautAdvisorCheck Check Mark
PIER 42 ADVISORS
IAR
Plymouth, MA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics