Robert S. Maxwell

COLLECTIVE WEALTH ADVISORS LLC

Coppell, TX 75019

Some features on this profile are disabled

CRD#: 5184829

Professional summary

Robert Scott Maxwell, CFP®, who also goes by R. Scott Maxwell, is a registered financial advisor currently at COLLECTIVE WEALTH ADVISORS LLC located in Coppell, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robert has worked at 4 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R. Scott Maxwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

R. SCOTT MAXWELL, SOLE PROPRIETOR; INVESTMENT RELATED; INSURANCE AGENT; 12/2008; FRISCO, TX; APPROXIMATELY 2.5% OF TIME. TOLL BROTHERS; NOT INV REL; REAL ESTATE AGENT; TOLL BROTHERS; REAL ESTATE SALES; GRAPEVINE, TX; GREATER THAN 50 OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Scott Maxwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

April 26, 2021 - Present

COLLECTIVE WEALTH ADVISORS LLC

Office #1: 713 Main Street, Coppell, TX 75019

RIA

CRD#: 289157

Coppell, TX

Past

December 22, 2014 - December 31, 2021

R. SCOTT MAXWELL FINANCIAL

RIA

CRD#: 171227

FRISCO, TX

Past

May 1, 2007 - November 18, 2014

GENERATIONAL WEALTH ADVISORS

RIA

CRD#: 135145

PLANO, TX

Past

July 24, 2006 - May 2, 2007

SNIDER ADVISORS

RIA

CRD#: 120943

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLLECTIVE WEALTH ADVISORS LLC

COLLECTIVE WEALTH ADVISORS LLC | SWM PLANNING, LLC | SOVEREIGN WEALTH MANAGEMENT

CRD#: 289157 / SEC#: 801-133786

RIA

Registered Investment Advisory firm - (6/30/2025 Approved)

Arizona

Registered Investment Advisory firm - (7/8/2025 Terminated)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Illinois

Registered Investment Advisory firm - (12/14/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/8/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/5/2019

Securities Industry Essentials Examination

Current Firm

COLLECTIVE WEALTH ADVISORS LLC

COLLECTIVE WEALTH ADVISORS LLC | SWM PLANNING, LLC | SOVEREIGN WEALTH MANAGEMENT

CRD#: 289157 / SEC#: 801-133786

RIA

Registered Investment Advisory firm - (6/30/2025 Approved)

Arizona

Registered Investment Advisory firm - (7/8/2025 Terminated)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Illinois

Registered Investment Advisory firm - (12/14/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/8/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

713 Main Street, Coppell, TX 75019

Mailing Address

Phone number

(214) 427-1427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B SEC (5/30/2025)

Regulatory assets under management

Total Number of Accounts	552
AUM (Assets Under Management)	$ 139,765,830

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Sean Leonard

LPL FINANCIAL LLC

IAR

Hurst, TX

Kerry Prazak

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

IAR

SOUTHLAKE, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert S. Maxwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Scott Maxwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLLECTIVE WEALTH ADVISORS LLC

R. SCOTT MAXWELL FINANCIAL

GENERATIONAL WEALTH ADVISORS

SNIDER ADVISORS

Primary Firm SEC Registration

COLLECTIVE WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2006

SIE

Date: 4/5/2019

Current Firm

COLLECTIVE WEALTH ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLLECTIVE WEALTH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors